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Tag Archives: Gary Barnett

Considerations in Decision-making – Gary Barnett Feature,MarketsWiki Education,MWEd,Video,video

“The regulator has to be an enabler. But their mission is to protect investors and help preserve the quality of the market. There’s a mission there that has to be preserved in the face of change.” In this video from MarketsWiki Education’s World of Opportunity event in New York, Gary Barnett, deputy director, division of trading and markets with the Securities and Exchange Commission, explains the importance of decision-making. Barnett studied philosophy in college and was great with numbers and understood cash flow, but avoided public speaking. He quickly realized it was a fear he needed to conquer. The ability…

John Lothian Newsletter: Market Turmoil Will Test the Post-Crisis Financial System; Top Democrat says regional banks key to Wall Street win on derivatives; NYSE to eliminate fees for some retail stock orders John Lothian Newsletter,Newsletter

First Read The Road Ahead: Donohue Leads OCC In a New and Pricier Era Sarah Rudolph – John Lothian News After 40 years as a relatively quiet clearing utility, the OCC has recently been shaken up. In just the past couple of years, the organization has seen dramatic changes in its leadership, staff, board and structure as it responds to new, more demanding regulatory requirements and a changing environment. Perhaps the biggest change has been the OCC’s new designation in the wake of massive regulatory changes since the financial crisis. In July 2012 the Financial Stability Oversight Council, established under…