Breaking News

Tag Archives: derivatives

JLN Managed Futures: The Secrets of The World’s Greatest Traders; Hedge Fund ETF Weapons Turn Dangerous For Solo Investors Managed Futures,Newsletter

In this issue of JLN Managed Futures, hedge fund ETFs are apparently lethal weapons in the hands of non-savvy investors. Commodities run the risk of “de-financialization” according to Dan Kemp in a Reuters story. The illustrious David Einhorn professes his love of gold as an asset class and, at the same time, mocks Warren Buffett for his “cash is king” philosophy. Finally, Dan Hart of Cortland Fund Services discusses series trusts with JLN Managed Futures editor Jim Kharouf.

Mary McHenry of the National Futures Association Discusses the NFA’s CTA Marketing Policies Interview,Managed Futures,Video

Mary McHenry is senior manager of compliance at the National Futures Association (NFA). Among the NFA’s oversight responsibilities is the monitoring of the marketing and promotional activities by commodity trading advisors (CTAs).  John Lothian News Editor-in-Chief Jim Kharouf spoke with McHenry about CTA promotional materials, some common mistakes made by CTAs with regard to the use of performance statistics, appropriate use of social media, and the NFA’s pre-review program.

William Birdthistle of IIT Chicago-Kent College of Law Discusses Dodd-Frank, Say-On-Pay & Corporate Governance Interview,Regulation,Video

William Birdthistle

William Birdthistle is an associate professor of law at the IIT Chicago-Kent College of Law, where he specializes in investment funds, corporate governance and executive compensation. Birdthistle sat down with JLN editor/producer Nicole V. Rohr and discussed the U.S. Securities and Exchange Commission’s (SEC) timeline for Dodd-Frank, how issues like corporate organizational structure and say-on-pay rules will progress in 2012, and how MF Global changed the landscape of corporate governance.

Max Eagye – Altegris Interview,Managed Futures,Video

Max Eagye

Max Eagye is a director of Altegris Clearing Solutions, a San Diego-based introducing broker specializing segregated managed account services for institutional clients, family offices, commodity pools, hedge funds and mutual funds. John Lothian News Editor-at-Large Doug Ashburn spoke with Eagye about the Altegris family of affiliated companies, ManagedFutures.com, and emerging issues and trends in the managed futures space. Disclaimer: Altegris Clearing Solutions, a registered introducing broker and CTA, and NFA member, introduces customer accounts to futures commission merchants, recommends a platform of futures trading programs and provides futures consulting services. Altegris Clearing Solutions and its affiliates (the Altegris Companies) are…

Bart Mallon – Cole-Frieman & Mallon Interview,Regulation,Video

Bart Mallon is a partner and co-founder of Cole-Frieman & Mallon, a San-Francisco-based law firm specializing in hedge fund and alternative investment legal services. His areas of specialization include setting up offshore hedge funds and separately managed structured accounts, compliance and registration issues. Mallon is also the author of the Hedge Fund Law blog. John Lothian News Editor-in-Chief Jim Kharouf spoke with Mallon about managed futures mutual funds, CFTC Regulation 4.5, the Volcker Rule and other compliance issues related to managed futures.

Interview with Anthony Neglia of Tower Trading Interview,Metals,Video

Anthony Neglia

Anthony Neglia is president of Tower Trading of New York City, an open outcry floor brokerage firm specializing in options on precious metals at the New York Mercantile Exchange (NYMEX). His commentary regularly appears on CNBC and TheStreet.com. John Lothian News editor-at-large Doug Ashburn spoke with Neglia about volatility in the metals market, position limits, the role of speculators, and the future of the metals space.

Keith Goggin – Integral Derivatives Interview,Metals,Video

Keith Goggin is a partner at Integral Derivatives LLC, the largest options specialist firm on the NYSE/Amex options marketplace. He has been a market-maker and specialist in options on ETFs since their inception. John Lothian News editor-at-large Doug Ashburn spoke with Goggin about the seventh anniversary of the Gold ETF contract, the role of speculators, high market volatility, and the future of ETFs.

Jim Falvey – Derivatives Attorney Interview,Regulation,Video

Jim Falvey has been an attorney in the exchange and FCM space for over 15 years. He has served as general counsel of Eurex US and IntercontinentalExchange, as assistant general counsel for CME Group and, most recently, as general counsel and corporate secretary of R.J. O’Brien & Associates. He also sits on the advisory board of CMDirect, a web-based commodity trading platform. John Lothian News editor-at-large Doug Ashburn spoke with Falvey about the MF Global bankruptcy, the Volcker Rule, protection of segregated funds, conflicts of interest, and other compliance issues related to the Dodd-Frank Act.