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Tag Archives: Commodity Pool Operator

NFA Election – Ernest Jaffarian reply to statements of James Koutoulas and John Roe Blog

From Ernest Jaffarian: I find it necessary to speak to a number of mischaracterizations regarding the service of Doug Bry and myself on the NFA Board. It was Doug Bry who originally suggested to me in 2011 that I pursue election to the NFA Board.  He did so out of a deep concern for the needs of CTAs and their clients in the wake of MF Global.  When the nominating committee chose to nominate the incumbent to a non-contested position on the ballot, he encouraged me to petition to be added to the ballot.  It was then that I encouraged…

Tough Nut: RCM Finds New Ways to Get Managed Futures to RIAs Blog,Managed Futures

Source: www.vpsi.org

Starting a new financial asset management company in the midst of a financial crisis does not seem like a great idea, particularly one focused on managed futures. But Bobby Schwartz saw an opportunity to move into the space and created RCM Asset Management in 2010. The former CME floor trader also saw potential where others saw disaster when MF Global collapsed in October 2011. “We started to look at the amount of money allocated to managed futures versus hedge funds, and thought there was an opportunity there,” said Schwartz, RCM’s CEO and managing partner. Schwartz along with principal Ed Sweeney…

Unfinished Business: John Roe Asks for Two More Years on the NFA Board of Directors Blog,Managed Futures,Regulation,Video

This year’s elections for the  board of directors of the National Futures Association is underway. John Lothian News spoke with several of the candidates, including commodity trading advisor and Commodity Customer Coalition co-founder John Roe, first elected to the board two years ago pledging reform. “When I ran for the board of directors two years ago,” says Roe, “we set out to accomplish a few things with regard to customer protections and increasing regulatory efficiency. Two years just simply is not enough time to get all of that done, and I feel we have a lot more to accomplish.” Roe is commodity…