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Tag Archives: capital formation

When a Good Plan Comes Together – Lou Eccleston, TMX Feature,Mwiki,Video,video

When Lou Eccleston became TMX Group CEO three and a half years ago, he needed to turn around declining organic revenue and profitability. Once that was achieved, eyes turned to growth. Eccleston and TMX were able to jumpstart that growth by acquiring the energy platform Trayport last year.  In this video from JLN’s annual series with industry leaders, Eccleston talks about the changing ideology at TMX Group and how the group is positioning itself for international clientele. Produced by Mike Forrester Interview by Spencer Doar

Markets as Guinea Pigs (and Other Notes from STA’s 84th Annual Market Structure Conference) Blog,Commentary,Feature,Regulation & Enforcement

The STA’s 84th Annual Market Structure Conference was held in Washington D.C. last week and its theme was “The Challenge of Change.” SEC Commissioner Michael Piwowar was the first in the spotlight, highlighting those challenges which would be discussed over the course of the conference — the plight of ma and pa investors (now dubbed Mr. and Mrs. 401(k) courtesy of Commissioner Jay Clayton’s comments), capital formation for small and mid-cap companies and an array of regulatory qualms pertaining to the Consolidated Audit Trail (CAT), MiFID II and pilot programs.   The decrease in IPOs and inflated stock prices among…