Breaking News

Tag Archives: capital formation

Markets as Guinea Pigs (and Other Notes from STA’s 84th Annual Market Structure Conference) Blog,Commentary,Feature,Regulation & Enforcement

The STA’s 84th Annual Market Structure Conference was held in Washington D.C. last week and its theme was “The Challenge of Change.” SEC Commissioner Michael Piwowar was the first in the spotlight, highlighting those challenges which would be discussed over the course of the conference — the plight of ma and pa investors (now dubbed Mr. and Mrs. 401(k) courtesy of Commissioner Jay Clayton’s comments), capital formation for small and mid-cap companies and an array of regulatory qualms pertaining to the Consolidated Audit Trail (CAT), MiFID II and pilot programs.   The decrease in IPOs and inflated stock prices among…