Fidessa Fidessa

Allan Horwich – Schiff Hardin LLP

Allan Horwich, partner at Schiff Hardin LLP and senior lecturer at the Northwestern University School of Law, talked to John Lothian News (JLN) web content editor Nicole V. Rohr about SEC enforcement provisions that passed with the signing of the Dodd-Frank financial reform bill. Horwich explains the SEC’s expanded rights and responsibilities, and how budgetary constraints are affecting the Commission’s ability to bring cases.

On September 30, 2011, the Wall Street Journal published an article concerning securities violation suits filed by the SEC, and overall changes to the SEC’s enforcement strategy.